EXPRESSION OF NATIONAL IDENTITY BY FOCUS GROUP PARTICIPANTS

by

Natalie Salabaj


The problems of individual national identification have been interesting for psychologists, social psychologists, ethnographers, sociologists and other social scientists for a long time. However, they became most acute now when independence came to our country. Many people face questions that are not academic any more -- now when your self-confidence, job and accommodation possibilities, human rights, possibilities to give good education and qualification to your children primarily depend upon whether you are a "native" or a "migrant," the language you speak, and your ethnic background and religion. In this case, people need to identify or demonstrate their nationality.

The idea of national identity is closely related to a feeling of nation. Nation can be defined as a group of people with its own historical territory, common myths and historical memory, public culture, common economy and the same legal rights and duties for all members.

A. Smith distinguishes two models of nation -- the western (civic) one and the eastern (ethnic) one. The western model is oriented to the political moments of its formation: belonging to a certain social space shaped by a limited territory, the idea of "motherland," integrity of law and institutions with one political will, a sense of legal equality for members of that community and also a system of common culture and public ideology connected to these ingredients. Given the influence of the West on the contemporary world, they remain as essential elements, though in somehow changed form, in many "non-western" conceptions of national identity. For a non-western model of nation the determinant feature is an emphasis on a common origin and common indigenous culture (mainly mother tongue and customs).

At the same time these various models of nation contain certain common elements which allow one to determine some most important points of any national identity:

- historical territory or native lands;
- common myths and historical memory;
- common mass, public culture;
- uniform legal rights and duties of all members;
- integrated economy with the possibility to move within the boundaries of the national territory.

National identity can be combined with other varieties of identities -- class, religious, ethnic. In its very essence it is multidimensional and cannot be reduced to one element or quickly and easily inoculated by artificial means.

Ukrainian conditions of national identity formation differ from the classic European ones. The evolution of European identities in one way or another is connected with the creation of democratic national states. That process took centuries. The Ukrainian state did not appear as a result of a long evolution; it was a consequence of the breakdown of empires. We should take into consideration the fact that the modern territory of Ukraine was shaped from Ukrainian ethnic lands that in the twentieth century first belonged to Russian and Austro-Hungarian empires and thereafter to a state with prominent imperial features, the USSR.

Though the Soviet Union was nominally called a union of equal states, it adopted a policy of erosion of national differences and identities and creation of a new social community -- the integrated Soviet people. As the main features of members of that community, the ideologists of Soviet society wanted to see collectivism, internationalism, loyalty to communist ideas, and participation in social and political life of the country. That policy was aimed at the practical assimilation of national differences into "the Soviet people." Consequently, Soviet sociology fostered the belief that the most effective form of identity was an identity based on common activity in a group with collectivist norms and values -- the collective body of workers in the first place. That approach to implementation of nationality policy is a result of the misinterpretation of universal human and national values in the process of civilized development. It was believed that the stress on nationality led to isolation and separation of people from world culture and universal human values, that it split people and locked them in their ethnic cells and thus was an obstacle on the path to the bright future without nations and classes; where there would be total equality and happiness. Only ideological expediency can explain the brutal denial of the relationship between the originally national and universal contents of culture and social organization.

The specificity of the independent state of Ukraine is that it appeared as a result of the unsuccessful "coup d'etat on August, 19-21, 1991" in Moscow without a fierce national liberation struggle which would have elaborated the "national idea." As a result of demographic processes developed in the Soviet Union, now the state where Ukrainians are the titular nationality is, in fact, multinational. The most prominent group in Ukraine is Russian and numbers about 11 million people. According to a house-to-house survey of 1989, the representatives of other nationalities were also included in that group, claiming Russian as their language of communication or mother tongue. This is the so-called Russian-speaking population.

In accordance with the main requirements for this project, ten focus groups were conducted in Ukraine, with the distribution of participants by place of residence and nationality as shown below. One focus group in each location included only men, the other, only women.

Location Nationality Number of focus-groups
Kyiv Ukrainian 2
Kyiv Russian 2
L'viv Ukrainian 2
Donetsk Russian 2
Village of Olexandrivka (Vinnytsia region) Ukrainian 2

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Characteristics of the expression of identity for focus group participants depending on their nationality and educational status.

It seems to be most interesting that when introducing themselves the participants of the different focus groups would very seldom stress their nationality, regardless of their place of residence, level of education, profession and family details. It appears that references to their educational, professional and marital status were of greatest importance for all the focus group participants. This became evident when participants wrote down the characteristics of people with whom they would associate themselves. Based on analysis of the forms at hand, one can come to the conclusion that:
1) persons with university education, regardless of their present employment and family status, identify themselves with the intelligentsia; e.g., university education, high cultural level, morality, activity and creativity in their professional field, responsibility;
2) rural residents identify themselves by location, profession, and family.

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Focus group participants with university education.

  • Ukrainian and Russian women from the Kyiv group did not mention their nationality features.
  • Ukrainian men from the Kyiv group, when asked to introduce themselves, basically named their birthplace. Only one participant, Boris, who then behaved as a conscious Ukrainian with clear national identity, would claim his nationality.

  • Among the Russian men in the Kyiv group, 2 participants (Nikolai, Vladimir-2) stressed the fact that they were Russians born in Ukraine. Nikolai emphasized that Ukraine had always been and was going to stay his native country.


    The other participants of the group would again just mention their birthplace, Ukraine or Russia, without touching upon their nationality.

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    Focus group participants with secondary education.

  • Men and women from Donetsk, when introducing themselves, did not mention their nationality.
  • Ukrainian men from the L'viv group just named their educational institutions and occupations.
  • Men and women from the village of Olexandrivka mentioned similar characteristics.

    This kind of self-appraisal, presented during their introduction, leads us to a conclusion that reference to national identity is not very typical for the interviewees. Presently the demonstration of social and economic identification (educational ranking, occupation, marital status) is more common.

    A hidden expression of national identity is evident in the comments of Donetsk group participants. Speaking of economic problems and the rise in crime, they either refer to the situation in Russia or compare it to the situation in mostly Russian-speaking Crimea or Eastern Ukraine. That indicates their identification with the Russian or Russian-speaking population of Ukraine or Russia itself, the latter remains for them a symbol of former Soviet integrity, where Russians were silently recognized as big brothers to the other peoples of the Soviet Union. Quite often, expressing their attitude towards the Ukrainian state and government policy, they would use oppositions such as "us -- them." This opposition is an expression of the national distinction of themselves as a non-titular nationality and simultaneously has deeper social and political origins as an expression of distrust in the policy of any country's leadership, which, in their opinion, would not care about the population's needs. Economic crisis is most acute in the eastern industrial regions, where the people are mainly Russian-speaking. There is a danger of a premature conclusion that the Russian-speaking population suffers more than others in the transitional period. (This was exactly the mistake of World Bank experts, who in their 1996 report on the development of Ukraine came to a conclusion that the Russian part of the population carried the heaviest economic burden compared to other ethnic groups in Ukraine. These experts constructed their reports on the basis of self-appraisal of economic conditions of the people.)

    The Russian-speaking part of the population associates the independence of Ukraine with economic misfortunes and loss of a sense of integrity with the Union. Given their objection to a state language, they try to refer to the example of the U.S. (or more correctly, to Canadian language policy) as a reason why they don't recognize Ukraine as their state.

    If we take a look at the history of the ethnic multicultural population and its formation in the eastern part of Ukraine, we will see that ethnic Russians are one of the groups that reside on this territory. Another considerable part is russified Ukrainians, a marginal group after the subsequent loss of the lingual and national features became a medium of Russian, that is to say, Soviet identity. A comment by one female participant illustrates that marginality and alien feeling towards the Ukrainian state quite eloquently:


    The suggestion of another female participant that Russian extremist Vladimir Zhyrinovsky is a spokesman for the interests of the Donbas population is not in the least surprising, because Mr. Zhyrinovsky is notorious for his odious statements "in favour" and "on behalf" of Russian-speaking people of the post-Soviet Newly Independent States. All political utterances of that politician appeal to the psychology of "the common citizen," usually someone who is socially and ethnically marginal. Of course, the message arouses sympathy from people who are disoriented by rapid social changes and who are accustomed to feeling that they belong to a powerful community -- the Soviet people. At the same time, speaking of the influence of social and economic problems, people from Donetsk admit that everybody in Ukraine, regardless of nationality, suffers from the hardships of modern times:

    When one first looks through the statements of the rural women's focus-group, one might think that it consists of Russian-speaking individuals. So often the bright side of friendship between Russia and Ukraine are mentioned, and astonishment is expressed about how it could possibly happen. Once again we observe economic constraints and the worsening of living conditions in action in this particular village. The rural population, especially women, demonstrate some faint national identity. They have never thought it over; they just were born as Ukrainians, in a Ukrainian-speaking community; it has never been necessary for them to demonstrate their identity or to compare it to another.

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    Lingual self-determination of personality.

    One of the ingredients of an individual's national self-identification is the problem of lingual self-identification. Mother tongue is at the centre of the latter as a scientific problem. Establishment of a native language, as a rule, is part of the process of a person's ethnic integration.

    Considering self-identification of the Ukrainian population where language is concerned, we should keep in mind the consequences of Soviet national and lingual policy which gave birth to the Soviet identity together with unclear or mixed lingual identity. This is due to national fragmentation as a result of migratory processes and lingual policy of the state, which was designed to maintain the development of Russian and to be indifferent to or encourage reduced use of the Ukrainian language. We can also recall the prestige of Russian associated with high social position and promotion of marriages between nationalities. Not surprisingly, the house-to-house survey of 1989 in Ukraine showed a lack of correspondence between the stated nationality and mother tongue for 6.3 million people.

    Replacement of native language with Russian was more or less painless for the majority of people because the languages are related, the cultures are comprehensible to each other, and the historical ways, customs and traditions are often shared. This is how the change of language took place: a person gains command of another language, after a while it becomes habitual and functionally prior; the process is complete with recognition of the secondary language as a mother tongue and then comes the change in national identity. Sometimes stressful situations lead to the same results. Here is an example of such a painful situation that was given by a woman from the Kyiv Ukrainian focus group:

    One young person was depressed and frustrated since she had to abandon her native language in order to conform with an urban environment. At that time, the 1970s, using Ukrainian in the city was considered to be a manifestation of rural (that is, native Ukrainian) origin. In this case actual lingual assimilation occurred, while national identity stayed Ukrainian.

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    Expression of national identity through attitudes towards the break-down of the Soviet Union.

    At the beginning of work in the focus groups, one might have predicted that people would interpret the split of the USSR and the introduction of Ukrainian independence strictly according to national identity. Ukrainians were supposed to enjoy the new opportunities to foster their native culture and language, express their national feelings, and strengthen the national state. By contrast, Russians were expected to be afraid of oppression, reluctant to learn the language, and afraid of losing their jobs due to lingual incompetence.

    However, analysis of their actual statements leads to a conclusion that the mostly negative social and economic transformations that happened in the course of last few years due to independence are in many cases of more importance for the focus group participants. Strictly speaking, national issues were not addressed.

    The participants with secondary education independently of their nationality gave the most negative evaluation. Here we can observe the dependence on geographic location and social and economic conditions. For instance, in assessing the situation in Ukraine, people from L'viv would repeatedly appeal to Polish experience. People from the west of the country have an advantage to travel across the border more frequently. They usually go to Poland, where they observe some economically beneficial developments that are so far unheard of in Ukraine:

    Participants from the village of Olexandrivka and Donetsk are especially nostalgic for Soviet times when it comes to economic troubles. They remember the exchange of commodities in the USSR, everything being cheap, the better life for everybody. It does not cross their minds that the Soviet economy was regulated by mandatory principles, that the sources of raw materials were accessible and artificially cheap for the republics. Judging economic relations they introduce such terms as "sisters" and "brothers" for the former Soviet states.

    Quite notable is the recurrence of Pan-Slavism in the image of relations in what was the Soviet Union. One of the country women kept mentioning "the sister-republics" -- Ukraine, Russia and Belarus. For her, the other nations of the USSR seem to be completely irrelevant. Obviously this reflects national ideas about common origin and similarity that are in use by politicians who toy with the project of a Slavic Federation, with the Union of Russia and Belarus is as the first step in that direction.

    As a positive development in recent years, participants in the Ukrainian focus groups note the possibility of freely speaking their language:

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    The national idea.

    Let us take a close look at the tendencies that can affect the process of national identification being established in the population of Ukraine.

    First, among the objective factors that can influence the process of formation of national reference points and values in the people of Ukraine, one should point out the totally disadvantageous social and economic conditions in which this process is now taking place. Declared, but not secured with real achievements, independence resulted in independence of local authorities from the centre and their own people. Instead of the promised economic prosperity and growth of welfare, in reality there has been a raging hopelessness. This has brought frustration, anxiety, and fear of the future. Instead of national science, cultural and educational revival there is a loss of what used to be a matter of pride, the spiritual heritage of Ukraine. In such a situation, the vision on the level of public opinion that the abandonment of the Union was a mistake and that independence leads nowhere is quite understandable.

    Secondly, analyzing the expressions of national identity, we have to take into account that Ukrainian society is multiethnic, with the Ukrainian ethnos dominating. For centuries it was split by shifting borders; it belonged to several empires. As a consequence, it had a special way of participating in the world and historical developments, being influenced by different religions, ideologies, state languages and cultures. That could not help but affect its outlook and appraisal of social events and vision of Ukrainian history as a whole. In particular, regions that joined the lands of Great Ukraine in the course of the last decades (Western Ukraine, Transcarpathians, Bukovyna, the Crimea) have considerable local specificities. In the consciousness of the populations of those territories, regional self-identity prevails over the Ukrainian one. In that context, the division of Ukrainians into "westerners" and "easterners" makes sense.

    Thirdly, demographic, economic and social processes, carried out by the totalitarian authority in some regions of Ukraine changed the proportion of native population and settlers as a result of migration. Today the regions differ a great deal in the proportion of urban and rural residents. According to data from the All-Union house-to-house survey of 1989, 90.2% of the population in Luhansk is urban, while in Ternopil and Chernivtsi regions it is about 40% (40.5 and 41.9, respectively). As for the ethnic proportion, the urban areas of Luhansk region have 81.9% ethnic Ukrainians, whereas Ternopil region has 39.1% Ukrainians. Hence, Ukrainians of Donbas are mostly city-dwellers; Ukrainians of the western regions (except L'viv) are country people. Behind these figures there is a big difference between country-dwellers, who usually preserve national traditions, and nationally alienated urban people.

    We also should not forget smaller ethnic groups and national minorities who complete an ethno-social map of Ukrainian society and make it even more complex.

    Speaking about Ukrainian ethnos, trying to distinguish typical characteristics of the Ukrainian person, thinking about the essence of political and cultural, spiritual and cultural, the socio-ethnic foundations of Ukrainian society and state, we have to consider at least three aspects of the very notion of Ukrainian people; namely, Ukrainian ethnos, Ukrainians by origin, and people of Ukraine in the non-ethnic meaning, that is to say citizens of Ukraine; also ethnic groups for which Ukrainian land is native (autochthonous Crimean Tatars, Karaites, Gagauzes, probably, Donetsk Greeks), minorities that consider Ukraine to be their homeland. The creation of a democratic state and the culture of political and public patriotic socialization of youth can only become obtainable under conditions when the interests of all ethnic communities and groups that reside on the territory of Ukraine are taken into consideration. "Completion of national life, which we are trying to gain for the Ukrainian people, should not interfere with other peoples' values or constrain somebody else's efforts to achieve free development of the culture and national forces."

    The complex, sometimes dramatic history of co-existence of people that belonged to different national communities conditioned the appearance of the formula of Ukraine as a common home for all its tenants. But this metaphor, "Ukraine is a common shelter," calls for some specification. "Common house" is not a hotel on the highway or a residence hall to stay for only a while. Each house has its landlord and all the requirements of political behaviour, public decency and loyalty in the framework of national legislation. In that respect a national state is one and indivisible, common for the people of all nationalities. "Ethnic origin is one thing and national identity is another," states Ukrainian historian Omelian Pritsak. A citizen of Ukraine can be Chinese by origin and Ukrainian from a political point of view. Ethnically speaking Ukraine is not a multinational country, but a state of a multicultural population, just like a number of European countries.


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